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Effect of Blended Carbon Dioxide and Erbium:YAG Laser Energy on Preauricular and Ear Lobule Keloid Fibroblast Secretion of Growth Factors
A Serum-Free Study
Elbert T. Cheng, MD;
Kenneth C. Nowak, MD;
R. James Koch, MD
Arch Facial Plast Surg. 2001;3:252-257.
ABSTRACT
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Background A serum-free in vitro model was used to
determine the effect of combined carbon dioxide (CO2) and
erbium (Er):YAG laser (Derma K; ESC/Sharplan Medical Systems, Yokneam,
Israel) irradiation on keloid-producing fibroblasts (KFs) from 2
distinct facial sites. Transforming growth factor ß1 (TGF-ß1) and
basic fibroblast growth factor (bFGF) play an integral part in wound
healing and were assayed using this model. It has always been a
clinical impression that fibroblasts from different regions of the face
behave differently. This is exemplified by patients prone to lobule
keloid formation after ear piercing, who heal normally after a facial
incision.
Design Laboratory-based wound healing.
Methods Human KF cell lines were established from operative
specimens using standard explant techniques. At 48 hours after seeding,
20% of each well was exposed to 1.7 J/pulse of Er:YAG laser energy and
CO2 delivered at 3 or 5 W and at a duty cycle of 25%,
50%, or 100%. Using a quantitative enzyme-linked immunosorbent assay,
TGF-ß1 and bFGF were assayed from collected supernatants.
Results Laser-treated ear lobule KFs demonstrated
decreased TGF-ß1 production when compared with preauricular KFs.
Statistical significance (P<.005) was seen in the 3-W
CO2 25% duty cycle; a trend was seen in the 3-W
CO2 50% duty cycle (P<.08).
Preauricular KFs secreted increased bFGF when compared with lobule KFs.
Significance was seen in the 3-W CO2 25% and 50% duty
cycles (P<.05). Laser-treated preauricular KFs had
increased bFGF secretion when compared with nonlaser-treated
preauricular KFs in the 3-W CO2 25%, 50%, and 100% duty
cycles.
Conclusions Combined CO2 and Er:YAG laser
treatment decreases the production of TGF-ß1 in preauricular and ear
lobule KFs. This laser may have clinical promise in the treatment of
keloids. Finally, the different growth factor profiles obtained suggest
that KFs from the ear lobule and preauricular regions are different.
INTRODUCTION
REGIONAL VARIABILITY exists
in the body in its response to wound healing. Clinical experience has
shown a predilection for keloid or hypertrophic scar formation after
trauma in certain regions of the body. As physicians, we commonly see
ear lobule keloids, but we uncommonly see keloids in the midportion of
the face. Beauty and vanity have led people to induce trauma to the
face in search of a youthful effect. Since ancient times, exfoliation
of the skin has been used to improve its quality and texture.
Ancient Egyptians used salts and animal oils, whereas Turks
used fire to wound the skin with the goal of aesthetic
improvement.1 In the 20th century, chemical peels,
dermabrasion, and laser treatments have allowed the surgeon
specializing in facial aesthetics a controlled means of ablating skin.
A fine line exists between inducing normal wound healing vs wound
healing gone awry.
Keloids remain a perplexing problem for the surgeon. Differing from a
hypertrophic scar that grows within the scar borders, the keloid
extends beyond like a crab claw and produces an excess of collagen.
Despite being described as far back as 3000 BC in the Smith
papyrus, the treatments for keloids have been moderately effective at
best.1 These have ranged from simple excision and closure,
injection with intralesional corticosteroids, and closure with local
flaps, to cryotherapy, systemic chemotherapy, ionizing radiation, and
pressure. The fact that no single treatment is universally accepted is
a testament to the lack of a successful treatment modality for this
benign tumor.
Lasers have been increasingly used in the field of facial aesthetic
surgery. Since the mid to late 1980s, the indications for
the carbon dioxide (CO2) laser have
grown to include keloid excision, rhinophyma and actinic cheilitis
ablation, excision of benign and malignant lesions, and facial
resurfacing to treat facial rhytids and elastosis.2
In our own laboratory, the superpulsed CO2 laser has shown
promising results in increasing the secretion of basic fibroblast
growth factor (bFGF) and decreasing the release of transforming growth
factor ß1 (TGF-ß1) from keloid-producing and normal dermal
fibroblasts.3
We used a new laser delivering combined erbium (Er):YAG and
CO2 irradiation (Derma K; ESC/Sharplan Medical Systems,
Yokneam, Israel) to the same tissue area simultaneously. In the Er
mode, the 2940-nm energy can be used to precisely ablate thin
layers (20-30 µm) of tissue with minimal thermal
damage.4-5 In the CO2 mode, the
10 600-nm irradiation produces coagulation of exposed
capillaries without producing necrosis. Ultimately, this instrument
provides precise ablation of tissue in a dry, hemostatic tissue bed.
Basic FGF is a single-chain polypeptide (16.5-18.2 kd) known for its
mitogenic, chemoattractant, regulatory, and angiogenic
abilities.6-7 Basic FGF is found in a wide variety of cell
types and, of all known growth factors, has the broadest range of
target cells by influencing all of the diverse cells in wound healing,
ie, capillary endothelial cells, fibroblasts, glial cells, neuronal
cells, osteoblasts, and myoblasts.7 Basic FGF is part of a
large gene family composed of 7 members, including acidic FGF
(aFGF) and products of HSTF-1/KS3,
INT-2, and FGF-5 oncogenes.7-8
The fibroblast growth factor family consists of 2 closely related
isoforms, basic (bFGF) and acidic (aFGF). In general, most
cells are much more sensitive to bFGF than aFGF. Basic FGF has been
found to be 10- to 30-fold more active than aFGF and can maximally
stimulate proliferation of some cells at 1 ng/mL.7-8 Basic
FGF is stored as an inactive peptide in the extracellular matrix,
integrated within the basement membrane. It functions locally and is
released when injury has occurred.3, 6, 8
Basic FGF is a potent modulator of collagen production by
keloid-producing fibroblasts (KFs). Tan et al3
have shown that this cytokine inhibits and down-regulates type I
collagen gene expression by KFs. Others have shown that the altered
collagen metabolism results from stimulating the expression of
collagenase in these cells.9
Transforming growth factor ß1 is a homodimeric structure with 2
disulfide-linked polypeptide chains of 12.5 kd. It is a member of a
family of pleiotropic growth factors and is produced by platelets,
macrophages, fibroblasts, and smooth muscle cells.10 One of
2 transforming growth factors (the other being TGF- ), TGF-ß1 was
originally characterized by its ability to reversibly induce the
transformed phenotype in certain nontumorigenic cells.11
Now known to elicit a variety of biological activities, TGF-ß1 has
been shown to dramatically increase the expression of several collagen
types in cultured fibroblasts.10 This growth factor is now
postulated to play an active role in keloid formation.
The purpose of this study was to examine the effects of blended Er:YAG
and CO2 laser energy on KFs from 2 different facial regions
in a serum-free in vitro model. Our laboratory has shown in previous
studies the importance of a serum-free medium for analysis of growth
factor production by fibroblasts.2, 12 This laser is
believed to produce less intense erythema of a shorter duration
resulting from facial laser skin resurfacing as well as excellent
clinical results.13 The laser's effect on KF proliferation
and production of bFGF and TGF-ß1 may provide insights into the
following: (1) this laser's ability to prevent aberrant wound healing
during facial laser resurfacing; (2) its efficacy in treating facial
keloids; and (3) different behavior of preauricular KFs compared with
ear lobule KFs.
MATERIALS AND METHODS
FIBROBLAST CULTURES
The outlined method was approved by the Institutional
Review Board at Stanford University Medical Center, Stanford, Calif.
Fibroblasts were obtained directly from operative specimens and
established as primary cell culture lines. Keloid-producing fibroblasts
were obtained from preauricular and ear lobular tissue. With the use of
sterile technique under a laminar flow hood, the dermis of the gross
specimen was isolated and minced into 1- to 2-mm3
fragments. An antimicrobial wash was performed using 5% penicillin,
streptomycin sulfate, and amphotericin B (Gibco, Grand Island, NY) in
Dulbecco phosphate-buffered saline solution (PBS) (Gibco).
The specimens were then placed in 2.5 mL of culture medium (10% fetal
calf serum in Dulbecco Modified Eagle Medium with 1%
L-glutamine and 1% penicillin, streptomycin sulfate, and
amphotericin B) (Gibco) in crosshatched 25-cm2 tissue
culture flasks (T25) (Falcon; Becton-Dickinson, Franklin Lakes,
NJ). Flasks were then incubated at 37°C in a humidified 5%
CO2 atmosphere. The medium was changed every 2 days.
An explant technique was used to establish cell lines. The flasks were
monitored for fibroblast cellular outgrowth by means of phase-contrast
microscopy. Once fibroblasts were visualized, the gross tissue
specimens were removed. When sufficient outgrowth of fibroblasts
occurred, the flasks were washed with PBS to remove nonadherent cells.
The remaining adherent fibroblasts were released using 0.05% trypsin
(Gibco) PBS, subcultured, and passed into 75-cm2 culture
flasks (T75) (Falcon; Becton-Dickinson). Primary culture
medium was changed every fourth day, and successive cultures were
passed at confluence.
CELL PLATING IN SERUM-FREE MEDIA
Experiments were performed with cells in their seventh passage. At the
time of experimentation, 0.05% trypsin was used to release the
confluent cells from the flask wall. Trypsin soybean inhibitor
(Gibco) in a 1:1 ratio inactivated the trypsin. Cell culture
viability was determined by means of trypan-blue dye exclusion, and
cells counts were performed in duplicate using a hemocytometer and
phase-contrast microscopy. Cells were then seeded at a density of
2 x 104 cells/mL in each well of a 24-well
plate (Falcon; Becton-Dickinson) using a commercially available
serum-free medium (UltraCULTURE; Biowhittaker, Walkersville, Md). This medium has been shown to
sustain dermal fibroblast growth to at least 7 days with greater than
90% viability.2, 11
COMBINED CO2 AND Er:YAG LASER TREATMENT
Forty-eight hours after seeding (time, 0 hours), cells were prepared
for laser treatments. Each cell well was washed 3 times with PBS, then
aspirated before laser treatments. Cell wells were exposed to laser
energy using 1.7 J of Er:YAG and either 3 W of CO2 at 25%,
50%, or 100% duty cycle or 5 W of CO2 at 25%, 50%, or
100% duty cycle. Control wells received no irradiation. The scanning
system (DermaScan; ESC/Sharplan Medical Systems) was set to the
smallest parallelogram (6.0 x 4.8 mm). This
pattern irradiated 18% of each cell well. All trays were treated in
duplicate. After irradiation, 1 mL of serum-free medium was added to
each well and placed in the incubator for the appropriate time. The
supernatant from each well was collected at the appropriate time
intervals for later growth factor assays. Cell counts and viability
were obtained from each well using a hemacytometer, phase-contrast
microscope, and the trypan-blue dye exclusion method.
ENZYME-LINKED IMMUNOSORBENT ASSAY
Human growth factors TGF-ß1 and bFGF were assayed from each well
using commercially available enzyme-linked immunosorbent assay kits
(Quantikine and Quantikine High Sensitivity, respectively; R&D Systems,
Minneapolis, Minn). Optical densities were analyzed using
commercially available software (KC4; Bio-Tek Instruments, Inc,
Winooski, Vt). Assays were read using an automated plate
reader (Elx800; Bio-Tek Instruments, Inc) The TGF-ß1 and bFGF
enzyme-linked immunosorbent assay sensitivities are 7 pg/mL and 0.50
pg/mL, respectively.
STATISTICAL ANALYSIS
Each data point represents duplicate cell counts with assays performed
in duplicate. Cell population-doubling times (PDT) were calculated from
logarithmic best-fit curves. Data analysis and statistics were
performed using commericially available software (Microsoft Excel for
Windows 97, Version 7.0; Microsoft Corp, Redmond, Wash).
Statistical differences between groups were assessed using the paired
t test. Differences at the 5% level were considered
statistically significant.
RESULTS
All populations of cells exhibited exponential growth in the serum-free
medium (Figure 1 and
Figure 2). Viability
at 0 hours for all populations of cells ranged from 85% to 98%. The
PDT was calculated for each population of cells. The mean PDT of
preauricular KFs (44.3 hours) was faster than that of ear lobule KFs
(51.2 hours). This difference was not statistically significant. The
control groups, which received no laser irradiation, had shorter PDTs
than all other groups that received laser treatment (Figure
3).
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Figure 1.
A sample preauricular keloid fibroblast cell line growth curve.
Percentages indicate carbon dioxide laser duty cycles.
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Figure 2.
A sample ear lobule keloid fibroblast cell line growth curve.
Percentages indicate carbon dioxide laser duty cycles.
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Figure 3.
Preauricular and ear lobule keloid fibroblast population-doubling
times. Differences were not significant. CO2 indicates
carbon dioxide.
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Laser-treated preauricular KFs secreted more bFGF than did
laser-treated ear lobule KFs, except when comparing the
nonlaser-treated groups (Figure
4). The preauricular KFs treated
with 3 W of CO2 at a duty cycle of 25%, 50%, and 100%
all secreted more bFGF than did the nonlaser-treated preauricular KF
group. Statistical significance was not reached.
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Figure 4.
Preauricular and ear lobule keloid fibroblast secretion of basic
fibroblast growth factor (bFGF). Differences were not
significant. CO2 indicates carbon dioxide.
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Secretion of TGF-ß1 increased progressively up to 96 and 120 hours
for preauricular and ear lobule KFs, respectively. Preauricular KFs
secreted more TGF-ß1 than did ear lobule KFs in all groups.
Statistical significance
(P<.005) was seen in the 3-W
CO2 25% duty cycle, whereas a trend was seen in the 3-W
CO2 50% duty cycle (P<.08).
Laser-treated preauricular and ear lobule KFs demonstrated decreased
TGF-ß1 secretion when compared with nonlaser-treated KFs
(Figure 5). In the
preauricular KFs, statistical significance was seen in the 3-W
CO2 25% and 50% duty cycle groups when compared with the
nonlaser-treated preauricular KFs (P = .04 and
P = .05, respectively). In the ear
lobule KFs, statistical significance was also seen in the 3-W
CO2 25% duty cycle group (P = .04),
whereas a trend was observed in the 3-W CO2 100% duty
cycle group (P = .09).
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Figure 5.
Preauricular and ear lobule keloid-producing fibroblast (KF) secretion
of transforming growth factor ß1 (TGF-ß1). Significance
was reached in preauricular and ear lobule KFs when comparing
laser-treated with nonlaser-treated keloid groups given 3 W of carbon
dioxide (CO2) energy at a duty cycle of 25% and 50%
(P = .04). Significance was also seen
when comparing laser-treated preauricular KFs with nonlaser-treated
KFs when given 3 W of CO2 energy at a duty cycle of 50%
(P = .05). A trend was seen when
comparing the laser-treated ear lobule KFs with nonlaser-treated KFs
at 3 W of CO2 energy at a duty cycle of 100%
(P = .09).
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COMMENT
The incidence of keloid formation is equal between men and women, and
occurs in anywhere from 5% to 15% of wounds in high-risk populations,
ie, dark-skinned individuals and those aged 2 to 40 years.1
Keloids appear to run in families,14 and despite some
assumptions that inheritance is autosomal dominant, the form has not
been clearly determined.15 There are numerous theories as
to the cause of keloids, but none has been proven. A few of these are
ischemia-related proliferation of perivascular myofibroblasts and
endothelial cells; tension-induced excess collagen production by
fibroblasts; inflammatory-, immunity-, and autoimmunity-induced antigen
and antibody responses; and induction of fibroblasts by estrogen-,
androgen-, and melanocyte-stimulating hormones and other hormonally
related processes.1
Keloids seem to occur with different frequencies in different regions
of the body. They almost never appear on eyelids, central portion of
the face, palms of the hand, soles of the feet, or
genitalia.16 On the other hand, they are commonly seen on
earlobes, especially after ear piercing; presternal and deltoid
regions; wounds that cross skin-tension lines; wounds that are closed
under tension; and wounds that develop in thicker skin.1
Normal fibroblasts and KFs appear to have no difference in cellular
morphology but have vastly different cellular function.17
Keloids are histologically characterized by an abundance of
extracellular matrix of connective tissue. Increased production of
elastin, chondroitin sulfate proteoglycans, fibronectin, and especially
collagen occurs in KFs compared with their normal
counterparts.3, 10-11,18 Collagen is the predominent
extracellular matrix component of keloids with an excess of type I
collagen production.19 Keloids contain randomly organized
sheets of thick collagen fibers, compared with discrete, organized
collagen bundles in normal fibroblasts.
Light amplification by the stimulated emission of electrons (or
LASER) is a tool invented in the 1960s. The ability to increase
precision and uniformity of tissue ablation was very attractive, and
the search for other treatment modalities for keloids and hypertrophic
scars was begun. Castro et al20 discovered that the Nd:YAG
laser selectively suppressed collagen production without affecting cell
proliferation; they concluded that this laser treatment could be used
to reduce collagen deposition in conditions such as keloids and
hypertrophic scars. The work of Abergel et al21 continued
that of Castro et al. They confirmed that the Nd:YAG laser selectively
suppresses collagen production in fibroblast cultures and in healthy
skin in vivo irrespective of a thermal effect.21 Thus, both
conclusions were similar, ie, that this laser may be useful for the
treatment of fibrotic conditions, such as keloids and hypertrophic
scars. Abergel et al21 were also able to show that 2
low-energy lasers, helium-neon and gallium-arsenide, stimulated
collagen production in human skin fibroblast cultures, suggesting that
these lasers could be used for enhancement of wound-healing processes.
Apfelberg et al22 worked with the argon and CO2
lasers on trunk and earlobe keloids. Only 1 patient of 13 responded to
their multiple bore-hole argon technique, followed by total excision
with the CO2 laser. Alster and Williams23
discovered that the 585-nm flashlamp-pumped pulsed-dye laser improved
erythema, scar height, skin surface texture, and pruritus on
hypertrophic or keloidlike median sternotomy scars, with effects
lasting 6 months. Nowak et al2 have shown that the
superpulsed CO2 laser stimulates the release of bFGF and
inhibits the release of TGF-ß1 in keloids. These profiles of growth
factors imply that this laser may have beneficial
effects in the treatment of keloids. Recently, we have also shown that
simultaneous Er:YAG and CO2 laser irradiation also produces
a favorable profile of growth factors when delivered to facial keloids
(E.T.C. and R.J.K., unpublished data, October 1999).
We used combined Er:YAG and CO2 irradiation to the same
tissue area simultaneously by means of a collimated hand piece with a
3-mm spot diameter and a scanning system manufactured to be used with
the described laser system. The laser system consists of a 0.1 to
1.7J/pulse Er:YAG laser that delivers a wavelength of 2.94 µm and a
pulse duration of 350 microseconds combined with a 0- to 10-W
CO2 laser that delivers a wavelength of 10.6 µm and a
pulse duration of up to a 100% duty cycle. Since the system delivers
both laser energies simultaneously, the CO2 pulsing is
dependent on the rate of the Er delivery. The high energy of the Er:YAG
laser allows precise ablation, whereas the subablative CO2
heats the tissue and provides laser energy for hemostasis and tissue
tightening. The laser system combines a pulsed (350-microsecond) Er:YAG
system, operable at a fluence of 5 to 25 J/cm2, and a
continuous-wave low-power CO2 system. The CO2
laser component delivers pulses of variable duration, operating mostly
at 30 to 50 milliseconds.14 The laser has a spot size of 3
mm, and with an integrated scanning pattern generator has the ability
to irradiate an area as large as 20 mm. The early results using this
laser system appear to be positive, with shorter healing times
secondary to less thermal damage and consistent results. Healing
generally occurs within 5 days, and the resulting erythema completely
disappears within 4 to 6 weeks.13 At present, there are no
published reports in the literature on the efficacy of this laser on
regional keloid differences.
In vitro studies have shown the cellular function of fibroblasts and
keloids to be altered by growth-inhibitory and growth-stimulatory
factors, such as TGF-ß1 and bFGF.3, 8, 10-11,17 Basic FGF
alters cellular function in keloids by stabilizing cell morphology,
increasing cell migration and proliferation, and cell survival. Our
results showed that laser-treated preauricular KFs secreted more bFGF
than did ear lobule KFs. This difference in growth factor profile may
be our first bit of data showing a regional difference between the 2
keloid groups. The increased rate of proliferation of preauricular
compared with ear lobule KFs and the mitogenic role of this growth
factor may explain the increased bFGF secretion.
Laser-irradiated preauricular KFs produced more bFGF when exposed to 3
W of laser energy compared with the control group. The ability of bFGF
to repress the synthesis of type I collagen in fibroblasts has been
known since the early 1980s.8 The work of Tan et
al3 confirmed that bFGF down-regulates type I collagen
production by KFs. The laser's ability to increase the release of bFGF
at 3 W in the preauricular KFs implies a possible protective and
preventative role in the development of keloids during facial laser
resurfacing. It also implies a role for the treatment of preauricular
keloids.
The concentration of TGF-ß1 was decreased in
laser-treated preauricular KFs when compared with that of
nonlaser-treated preauricular KFs. Prolonged or excessive TGF-ß1
secretion in fibroblast cell culture has been postulated to contribute
to the development of keloids.14 Transforming growth factor
ß1 selectively increases collagen production in keloid cell culture
as opposed to normal fibroblasts in culture.10, 20
Statistical significance was reached when preauricular KFs underwent
laser irradiation with 3 W of CO2 at a duty cycle of 25%
and 50%.
The concentration of TGF-ß1 was also decreased in ear lobule KFs when
compared with that of nonlaser-treated ear lobule KFs. Statistical
significance was reached when ear lobule KFs underwent laser
irradiation with 3 W of CO2 at a duty cycle of 25%, and a
definite trend was seen with 3 W of CO2 at a duty cycle of
100%.
Skin resurfacing by means of the CO2 laser for the
treatment of facial elastosis has become a standard modality of
treatment in clinical practice. The beneficial role of the
CO2 laser has been thought to result from thermal
contraction of collagen leading to tightening of the dermal
layer.21-23 The combined Er:YAG and CO2 laser
is a new-generation laser that has the capability of combining 2 laser
modalities in precisely ablating thin layers of tissue with minimal
thermal damage under a hemostatically controlled
environment.4-5
CONCLUSIONS
To our knowledge, this is the first study in the literature examining
the effects of this laser on regional keloid variability in a
serum-free in vitro model. The ability of this laser to treat facial
elastosis safely without excessive scar formation is very significant.
Our study demonstrates that this laser increases the release of bFGF,
which has been shown to promote tightly organized collagen bundles, and
decreases the concentration of TGF-ß1, which has also been shown to
promote fibrosis formation, in preauricular KFs.
This study demonstrates the following important key points: (1) The
Er:YAG and CO2 laser set at 3 W at a duty cycle of 25% or
50% may help prevent excessive scar formation during facial laser
resurfacing. (2) Through its increase in bFGF and decrease in TGF-ß1
secretion, the Er:YAG and CO2 laser may provide a viable
treatment modality for preauricular keloids. (3) Regional differences
exist between preauricular and ear lobule keloids and are based on the
growth factor profiles.
AUTHOR INFORMATION
Accepted for publication February 21, 2001.
Presented at the 2000 Spring Meeting of the American Academy of Facial
Plastic & Reconstructive Surgery, Orlando, Fla, May 13, 2000.
Corresponding author: R. James Koch, MD, Facial
Plastic and Reconstructive Surgery, Division of
OtolaryngologyHead and Neck Surgery, R-135, Stanford University
Medical Center, Stanford, CA 94305-5328 (e-mail: rjk{at}stanford.edu).
From
the Wound Healing and Tissue Engineering Laboratory, Division of
OtolaryngologyHead and Neck Surgery, Stanford University Medical
Center, Stanford, Calif.
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